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  • Blog: Broker-Dealer Law CornerSEC Gives Advisors A Break On Custody RulePosted on March 23, 2017 by Alan Wolper
    A common complaint that I hear from broker-dealers and investment advisors is that it is nearly impossible anymore to obtain informal guidance from their regulators. Where it was once possible, even normal, to make a call and get casual advice how to comply with a particularly tricky rule, nowadays, regulators routinely decline to respond to… Continue Reading
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  • Blog: Data Security Law BlogDigital Divide Deepens: Tech Community Backs Second Circuit in Clash with Magistrates over Reach of U.S. WarrantsPosted on March 22, 2017 by
    The technology community took aim at a recent federal magistrate’s ruling that ordered Google Inc. to comply with search warrants seeking customer emails stored on servers abroad, calling the decision “an impermissible extraterritorial application of U.S. law.” In rejecting a recent federal appeals court decision in a similar case in favor of Microsoft Corp., U.S. [...]
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