
Lloyd Kavanagh
Partner
Expertise
- Corporate and Business
- Banking and Financial Services
- Capital Markets
- Banking
MinterEllisonRuddWatts
New Zealand
WSG Leadership
Financial ServicesFMA grants Australian Licensees Class Exemption
MinterEllisonRuddWatts, December 2020
On 18 December 2020, the Financial Markets Authority (FMA) issued the Financial Markets Conduct (Australian Licensees) Exemption Notice 2020 (Exemption Notice). The Exemption Notice follows the FMA’searlier consultation and then decision in principleto grant an exemption for certain Australian-licensed financial service providers from certain requirements under the incoming new financial advice regime...
MBIE Publishes Regulations to Support FSLAA and Other Changes
MinterEllisonRuddWatts, December 2020
Today, the Ministry of Business, Innovation and Employment (MBIE) released various long-awaited suite regulations to support the Financial Services Legislation Amendment Act 2019 (FSLAA) and other recent legislation changes (such as the Trusts Act and tax disclosure)...
FMA Sets Expectations for Issuers of ‘Green’ and ‘Responsible’ Investment Products
MinterEllisonRuddWatts, December 2020
The Financial Markets Authority (FMA) has released guidance on financial products that integrate non-financial factors such as natural, social and human capital impacts along with financial returns (integrated financial products). The guidance sets out how the fair dealing provisions of the Financial Markets Conduct Act 2013 (FMCA) apply to integrated financial products...
© MinterEllisonRuddWatts, 2021