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Waller

Marc Adesso

Marc Adesso

Counsel

Expertise

  • Corporate
  • Healthcare Securities

WSG Practice Industries

Activity

WSG Leadership

Banking & Finance Group
Member

Waller
Tennessee, U.S.A.

Profile
Marc Adesso advises issuers, underwriters, hedge funds and other market participants in a full range of capital markets transactions. He also counsels companies, boards and their committees, investors and financial institutions on SEC regulatory and corporate governance issues, including compliance with securities exchanges.

Healthcare, life sciences, fintech, energy, agriculture, manufacturing and motor vehicle companies, as well as REITs and financial institutions, rely on Marc’s insight and guidance with regard to transactions ranging from IPOs, going private transactions, follow-on public offerings, shelf takedowns, ATMs, PIPEs, reverse mergers, convertible debt offerings and other transactions, including takeover defense, proxy contests and matters involving shareholder activism.

Marc is recognized for his work on securities regulation and corporate governance, and has established a national practice counseling issuers conducting mini-IPOs under Regulation A+ of the JOBS Act, which allows smaller privately held companies to raise up to $50 million per year by selling shares to the general public.

Additionally, Marc leads the firm’s legalized cannabis initiative and has experience counseling clients on the rapidly changing landscape facing the cannabis industry in matters spanning capital raising, the impact on healthcare providers, international transactions, fund investments and challenges with the banking system.

Bar Admissions

Tennessee
Wisconsin

Education

J.D., Marquette University Law School, 2010
M.B.A., Thunderbird School of Global Management, International Management, 2008
M.A., New York University, Italian Literature, 2008
B.A., University of Wisconsin-Madison, Industrial Psychology, Italian, 2001
Areas of Practice

Corporate | Healthcare Securities

Articles

USDA Announces Pilot Crop Insurance Program for Hemp Farmers
Waller, December 2019

The United States Department of Agriculture (USDA) has announced a pilot crop insurance program for hemp growers in select counties of 21 states in 2020...

USDA Announces Pilot Crop Insurance Program for Hemp Farmers
Waller, December 2019

The United States Department of Agriculture (USDA) has announced a pilot crop insurance program for hemp growers in select counties of 21 states in 2020...

FDA and DEA Approve CBD-Based Epilepsy Medication
Waller, October 2018

Late last month,  the U.S. Drug Enforcement Administration (DEA) issued a final order placing FDA-approved drugs that contain cannabidiol (CBD) derived from cannabis and no more than 0.1 percent tetrahydrocannabinols in Schedule V of the Controlled Substances Act of 1970 (CSA). Schedule V of the CSA includes drugs such as Robitussin and Lyrica...

Blogs

SEC Chairman Sees ICOs as Securities Offerings
Posted on November 21, 2017
Practice Group: Banking & Finance - North America

Please allow us to refer you to the blog below on the SEC Chairman’s remarks on ICO’s and Securities Offerings:

SEC Chairman Jay Clayton spoke at the PLI Annual Institute on Securities Regulation in re: The DAO and his skepticism about ICOs being a securities ...


Waller Law Blog
Waller 

Waller Law Blog

WSG's members are independent firms and are not affiliated in the joint practice of professional services. Each member exercises its own individual judgments on all client matters.

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