The hidden trigger of Paris: why the climate battle will now be taken to the courts
by Lucas Bergkamp
What will happen if the objectives of the Paris Climate
Agreement are not achieved? Most people assume that since the agreement is
non-binding, failure to reach the targets will necessitate new political
action, writes Lucas Bergkamp, Partner at the Brussels-based law firm Hunton
& Williams LL.P. But according to Bergkamp, what is likely to happen is
that climate activists will instead turn to the judiciary to enforce the
treaty. This, he argues, represents a threat to democracy and constitutional
government.
At the COP-21 in Paris, 195 countries[1] negotiated a decision
and an agreement on international climate change policy-making.[2] To a significant
extent, the decision and agreement overlap and address many of the same issues,
with the decision often going into more detail in an attempt to begin
implementing the agreement. The Paris Agreement covers mitigation, adaptation,
as well as ‘loss and damage,’ a process aimed at addressing harms caused by
climate change, and establishes processes for financing and technology
transfer. With respect to mitigation, it sets an ambitious objective of
limiting the global average temperature increase to well below 2 °C or even 1.5
°C.[3] In pursuit of this objective, it establishes a procedural framework for
future climate policy-making by the parties.
To assess the consequences of COP-21, it is necessary to analyze
what the Paris Agreement does, and what it does not do, as a matter of both law
and political dynamics. The question as to its binding effect does not have a
simple answer. Even if the Paris Agreement is in some way legally binding, what
exactly does it require and how could a signatory violate any of its
provisions? As a related matter, although a multitude of political
ramifications might apply, what are the tangible legal means of recourse to
deal with non-compliance?Yet there is more to the Paris Agreement than meets
the eye. The agreement’s ambiguous wording and legal force (or lack thereof)
tell only part of the story. The rest of it can be discerned by asking why so
much time and effort has been spent on non-binding commitments and
proclamations; if it is all non-binding and unenforceable anyway, why
bother?Part of the answer is that the international climate negotiations have
long served as the premier platform for climate policy ideas. Even short of an
agreement, a well-articulated or well-advocated concept can exert influence on
national political leaders and domestic regulatory bodies. More recently,
however, the United Nations Framework Convention on Climate Change (UNFCCC)
itself, whose annual year-end negotiating sessions have become a regular staple
of front page news, has evolved from a rather ordinary, non-partisan treaty
secretariat into a kind of global, pro-climate political movement, amplifying
and legitimizing all manner of activism around climate change.These and other
undercurrents will conspire to place climate change near the top of global
policy priorities for decades to come, with important ramifications for
national and sub-national policymakers and political systems.
Climate LitigationNowhere is this more
apparent than in the “bottom up” nature of the Paris Agreement. By allowing
individual Parties to the UNFCCC to offer up their own pledges, targets, and
timetables for reducing emissions, the Paris Agreement seems both practical and
achievable. Yet the fact that the sum total of these promises to reduce
greenhouse gas emissions falls short of what the Parties themselves, with
reference to the science, suggest is necessary to prevent dangerous climate
change, opens up a palpable gap between ambition and obligation. The Paris
Agreement defers to a periodic review process to try to close this gap, but its
success would seem to depend on political will and technological prowess.
Indeed, the agreement provides for no purely legal recourse to reduce
emissions.
The Paris Agreement will bolster climate activists’ claims about
the inadequacy of governments’ climate policies
The lack of any mechanism to overcome the ambition-obligation
disparity will likely result in a failure to reach the collective targets.
After all, countries are subject to the forces of (regulatory) competition, and
have incentives to do as little as possible or at least lag behind.While the
parties may think they will have to go back to the negotiation table once this
happens, the reality may well be different. If the collective efforts appear to
fall short of achieving the Paris Agreement’s objectives, it is likely that
instead the judiciary will be dragged into climate policy-making. Climate
action groups or executive governments supporting ambitious action will seek
the help of the courts to get governments to “do the right thing.”
In this vein, for example, Mike Burger, the Executive Director
of Columbia University’s Center for Climate Change Law, considers failure to
take adequate climate action illegal, and warns that “if governments can’t set
a course, courts may have to do it for them.”[4]The London-based Business &
Human Rights Resource Centre has commented that “[a]mid uncertainty about how
the agreement reached at the COP-21 Paris climate conference will be
implemented, civil society can take charge through climate
litigation.”[5]According to Dutch climate litigator Roger Cox, national law may
well entail a legal obligation for states to bring national climate policy into
line with the (well below) two-degree objective established under international
law.[6] If these statements are indicative of what is to come, courts will have
to rule with some regularity on climate change policies.Thus, the Paris
Agreement will bolster climate activists’ claims about the inadequacy of
governments’ climate policies. To support their cases, they can invoke several
features of the agreement, including its recognition of the need for urgent
action to fight dangerous climate change, its high goals, and its ambitious
substantive provisions, all of which can be cited to give content to the
parties’ procedural obligations.
In other words, climate policy law suits against governments to
force them to adopt stronger emission reduction policies are not necessarily
prevented by the absence of binding emission reduction obligations or targets
in the Paris Agreement. Experience in The Netherlands and other countries,
including Pakistan, has shown that courts concerned about the government’s
failure to adequately address climate change, are willing to entertain such law
suits and to order governments to step up their climate policies, even though
such orders are legally doubtful.[7]Trojan HorseThe Paris Agreement’s
implicit reliance on political activism and the related non-hierarchical
governance by the courts – a direct result of efforts to ensure the
participation of the United States and other major-emitting Parties – reflects
the steep price the international community has had to pay to claim victory at
COP-21. At its most fundamental level, this constitutes a threat to
constitutional government, the separation of powers, and representative
democracy. It may well result in an unconstitutional usurpation of power by
activist groups and unelected and unaccountable judges, and, thus, will
undermine legislative power and the role of positive law in deciding legal
disputes.
In deciding on ratification, countries should consider not only
the need for international coordination of climate policy, but also the
protection of their constitutions, representative democracy, and the rule of
law
This risk of subversion of the rule of law is
not well understood by politicians and governments. If this risk materializes,
the non-binding parts of the agreement, which were the least haggled over, will
become the most influential legal provisions. And, unlike executive
governments, judges have no way of ensuring that other nations do their fair
share; they can rely only on their colleagues’ enlightened thinking, which may
not be as widespread as they might hope.Irrespective of whether these features
are parts of some intentional design, the Paris Agreement thus may turn out to
be a Trojan horse. Ambiguous references to science, which is at risk of being
politicized in any event, do not remedy this deficiency. While the agreement
does little to reduce the threats it identifies, it creates risks of a
different kind: it threatens our constitutional arrangements, including the
separation of powers. In deciding on ratification, countries should consider
not only the need for international coordination of climate policy, but also
the protection of their constitutions, representative democracy, and the rule
of law. Specifically, once they agree to Paris’ high collective ambition and
ambitious substantive requirements, countries need to be mindful of the risks
of the judiciary taking over when it becomes clear that the world will not
deliver.[8]Policymakers should be aware that signing away control over climate
policy to unaccountable and unelected actors is not in the public interest. Nor
is it a viable path to rational, effective and sustainable climate policies.