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  • Blog: Haynes and Boone BlogsEmployer Document Retention Policies: Relevant ERISA RequirementsPosted on June 14, 2018 by Haynes and Boone Benefits Group
    Many employers maintain policies for compliance with the various laws governing document retention. In developing such a policy, it is important for employers to consider the rules applicable to documents related to plans subject to ERISA: Section 107 of ERISA mandates a six-year document retention period for purposes of its reporting and disclosure requirements (e.g., […] The post Employer Document Retention Policies: Relevant ERISA Requirements appeared first on Haynes and Boone Blogs.
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  • Blog: Waller Law BlogWith Insider Trading Back in the News, Is It Time to Revisit Your Insider Trading Policy? Posted on June 14, 2018 by Wes Scott,Ryan Franklin
    SEC Charges Investment Banker in Insider Trading Scheme
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  • Blog: You Might Be a WinnerThings That Make You Go HmmmmPosted on June 12, 2018 by Robert Laplaca
    Commercial Co-Ventures and Sweepstakes Promotions Remember that song in the ‘90s from the C+C Music Factory called “Things That Make You Go Hmmm….”  I guess I did when I came across some recent promotions.  Perhaps these practice tips will stay with you longer than C+C’s 15 minutes of fame. Bar Exam Sweepstakes The set up:  Most young lawyers-to-be are weighed down with tremendous debt after three years of law school, but they have the hope that by shelling out another $250 they’ll get [...]
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  • Blog: Capital Markets LitigationPrivate Cryptocurrency Firm Hit With Class Action Lawsuit Over Initial OfferingPosted on June 12, 2018 by Alexandra Droz
    Investors in a private cryptocurrency firm brought a class action securities lawsuit against the firm itself, Latium Network, Inc. (Latium) and individually against Latium’s founder and CEO David Johnson and co-founder and chief commercial officer Matthew Carden. The lawsuit alleges that the defendants are subject to strict liability for violating Section 5 of the Securities...… Continue Reading
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  • Blog: Broker-Dealer Law CornerPIABA Lawyers Convince Congress Of The Importance Of Them Collecting Their Attorneys’ FeesPosted on June 1, 2018 by Alan Wolper
    I have written before of the ferocious effort by PIABA lawyers to fight for their ability to collect attorneys’ fees on contingency matters – FINRA arbitrations – that they manage to win but which never get satisfied because the respondent broker-dealer has the temerity to go out of business rather than paying the award. PIABA...… Continue Reading
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  • Blog: Ireland IP & Technology Law BlogData Protection Commission publishes online DPO and Data Breach Notification FormsPosted on May 30, 2018 by Davinia Brennan
    The Data Protection Commission (DPC) has revamped its website and published online forms to help organisations comply with their new obligations under the GDPR. The website contains a new Data Protection Officer (DPO) Notification Form, which must be completed by organisations to inform the DPC of their DPO’s contact details.   The GDPR requires the appointment of...Continue Reading…
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