Practice Expertise
- Capital Markets and Securities
- Corporate
- Financial Regulatory
- Fund Formation and Management
Areas of Practice
- Capital Markets and Securities
- Corporate
- Financial Regulatory
- Fund Formation and Management
- Investment Banking and Broker Dealer
- Investment Management
- Prime Brokerage and Equity Lending
- Private Equity
- Regulatory Compliance
- SEC Enforcement
- Social Media View More
Profile
Madelyn Calabrese is a partner in the Private Equity and Investment Management Practice Groups in the New York office of Haynes and Boone. Madelyn provides advice to broker-dealers and registered and unregistered investment advisers on a broad range of formation, registration, regulatory, compliance and inspection/enforcement matters. She also regularly counsels clients on the formation and ongoing representation of domestic and offshore hedge and private equity funds.
Investment Managers. Madelyn counsels on the registration of advisers at federal and state levels and prepares all related documents, including, but not limited to, Form ADV, investment advisory contracts, policies and procedures, handles compliance issues, and conducts compliance control reviews, mock regulatory examinations, training sessions and compliance seminars. Madelyn represents investment managers in regulatory examinations and enforcement proceedings; counsels on various trading issues; advises on solicitation, advertising, marketing material and soft dollar issues; and reviews and drafts disclosures for marketing materials, websites and investor correspondence.
Broker-Dealers. Madelyn forms and licenses broker-dealers with the SEC, self-regulatory organizations and states. She represents broker-dealers in all aspects of SEC and self-regulatory organization compliance and regulatory inquiries, investigations, examinations and disciplinary/enforcement proceedings. Madelyn drafts and audits compliance manuals and policies and procedures, and conducts mock regulatory examinations, training sessions and compliance seminars. Madelyn also provides counsel on various trading, blue-sky and exchange-related issues. She advises on solicitation, advertising, marketing material and soft dollar issues, and reviews and drafts disclosures for marketing material, websites and customer correspondence. Further, Madelyn prepares and reviews solicitation, placement agent, soft-dollar, prime brokerage, consulting, employment and foreign broker agreements.
Investment Managers. Madelyn counsels on the registration of advisers at federal and state levels and prepares all related documents, including, but not limited to, Form ADV, investment advisory contracts, policies and procedures, handles compliance issues, and conducts compliance control reviews, mock regulatory examinations, training sessions and compliance seminars. Madelyn represents investment managers in regulatory examinations and enforcement proceedings; counsels on various trading issues; advises on solicitation, advertising, marketing material and soft dollar issues; and reviews and drafts disclosures for marketing materials, websites and investor correspondence.
Broker-Dealers. Madelyn forms and licenses broker-dealers with the SEC, self-regulatory organizations and states. She represents broker-dealers in all aspects of SEC and self-regulatory organization compliance and regulatory inquiries, investigations, examinations and disciplinary/enforcement proceedings. Madelyn drafts and audits compliance manuals and policies and procedures, and conducts mock regulatory examinations, training sessions and compliance seminars. Madelyn also provides counsel on various trading, blue-sky and exchange-related issues. She advises on solicitation, advertising, marketing material and soft dollar issues, and reviews and drafts disclosures for marketing material, websites and customer correspondence. Further, Madelyn prepares and reviews solicitation, placement agent, soft-dollar, prime brokerage, consulting, employment and foreign broker agreements.
Bar Admissions
New York, 2003
Education
J.D., New York Law School, 2002, cum laude
B.A., Economics and Philosophy, Politics and Law, Binghamton University, State University of New York, 1999
Areas of Practice
- Capital Markets and Securities
- Corporate
- Financial Regulatory
- Fund Formation and Management
- Investment Banking and Broker Dealer
- Investment Management
- Prime Brokerage and Equity Lending
- Private Equity
- Regulatory Compliance
- SEC Enforcement
- Social Media
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