Practice Expertise
- Investment Funds
Areas of Practice
- Investment Funds
Profile
Pinky Siu is a Partner in Deacons' Investment Funds practice. She has substantial experience advising on the establishment of a wide range of funds in Hong Kong, including retail SFC-authorised funds, exchange-traded funds, constituent funds of MPF schemes, approved pooled investment funds and index-tracking collective investment schemes.
Pinky also does licensing and compliance work, and regularly advises her clients on SFC and other regulatory related matters.
Pinky also does licensing and compliance work, and regularly advises her clients on SFC and other regulatory related matters.
Education
- PCLL, University of Hong Kong, 2008
- LLB, University of Hong Kong, 2007
- BBA (Law), University of Hong Kong, 2006
Areas of Practice
- Investment Funds
Professional Career
Significant Accomplishments
- Advising on application for approval of regulated collective investment schemes; liaising with regulators - including the SFC, MPFA, Stock Exchange and AMCM (Monetary Authority of Macao); preparing and reviewing relevant documentation
- Advising on matters relating to ongoing compliance issues for SFC licensed corporations and representatives, SFC-authorised collective investment schemes, and marketing of SFC-authorised collective investment schemes in Hong Kong
- Advising on establishment of private funds and relevant documentation
- Preparing and reviewing general commercial agreements
- Advising on Hong Kong securities law and regulatory matters, including disclosures of interests and short position reporting
Professional Associations
Member, The Law Society of Hong Kong
- Advising on application for approval of regulated collective investment schemes; liaising with regulators - including the SFC, MPFA, Stock Exchange and AMCM (Monetary Authority of Macao); preparing and reviewing relevant documentation
- Advising on matters relating to ongoing compliance issues for SFC licensed corporations and representatives, SFC-authorised collective investment schemes, and marketing of SFC-authorised collective investment schemes in Hong Kong
- Advising on establishment of private funds and relevant documentation
- Preparing and reviewing general commercial agreements
- Advising on Hong Kong securities law and regulatory matters, including disclosures of interests and short position reporting
Professional Associations
Member, The Law Society of Hong Kong
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