- Blog: Broker-Dealer Law CornerAmeriprise Learns The Hard Lesson That To Be Deemed “Reasonable,” A Supervisory System Actually Has To WorkPosted on August 16, 2018 by Alan WolperA little over a year ago, I blogged about a FINRA Enforcement action against an Ameriprise rep – but, notably, not Ameriprise – to highlight what a great job the firm did in ensuring that its sales force was not engaging in any undisclosed outside business activities. It had a robust supervisory procedure, with multiple...… Continue Reading
- Blog: Data Security Law BlogNinth Circuit Gives Google Reprieve to Resolve Overseas Warrant DisputePosted on August 15, 2018 by George A. LoBiondo, Craig A. NewmanA federal appeals court is giving Google and the Justice Department more time to work out their differences in a standoff over whether the tech giant must hand over customer emails stored outside of the United States. The U.S. Supreme Court sidestepped the same legal question about the reach of warrants issued under the Stored [...]
- Blog: Haynes and Boone BlogsClass Action Case Certified for Failure to Provide COBRA Election Notices in SpanishPosted on August 15, 2018 by Haynes and Boone Benefits GroupA U.S. District Court in the 11th Circuit certified as a class action a case in which the plaintiff argued that her former employer, the Marriott International hotel chain, violated federal law by failing to: (1) provide a COBRA notice in Spanish; (2) adequately explain the procedures to elect healthcare coverage; (3) identify itself as […] The post Class Action Case Certified for Failure to Provide COBRA Election Notices in Spanish appeared first on Haynes and Boone Blogs.
- Blog: Waller Law BlogWhy QAPI spells success for skilled nursing facilitiesPosted on August 15, 2018 by Jeffery D. Parrish